Total Credits: 2 including 2 Behavioral Ethics
Operation Perfect Hedge was the largest prosecution of those involved in insider trading on publicly traded companies. In this course we breakdown the story of one hedge fund analyst and her role in developing corporate informants who provided her confidential information on companies.
Please Note: This course is not approved for Texas, Florida, Virginia, Washington Ethics or any other state with a state specific ethics requirement. Contact email@example.com if you have specific questions on your state.
|Important CPE Credit Instructions_READ BEFORE WEBCAST UPDATED (0.47 MB)||Available after Purchase|
|Insider Trading_Slides (0.79 MB)||Available after Purchase|
Gary Zeune has instructed Strategy Formulation and Implementation in the Executive MBA Program and Accounting and Honors Finance at The Ohio State University. He is also a member of the Education Executive Council and is past chairman of the Education Marketing and Public Relations Committees of The Ohio Society of CPAs. His other memberships include: the American Institute of CPAs, and the Regulation of Public Offerings Committee of the Ohio Division of Securities.
Prior to forming his consulting practice in 1986, Mr. Zeune was an Assistant Vice President of Corporate Finance at The Ohio Company, a Columbus, Ohio investment banking firm. He also spent more than five years in Treasury and Finance at Wendy's International, where he was responsible for mergers and acquisitions, financial and SEC reporting, and corporate finance. He was on the audit staff of Ernst & Ernst from 1973 to 1977; and taught accounting at Ohio University from 1970 to 1973, where he received his bachelors in mathematics and masters in accounting, with honors.
Walt Pavlo is the president of Prisonology, an educational software supporting law firms and their clients on information about the federal prison system. He is a contributor to Forbes.com where he writes on white-collar crime and is the co-author of Stolen Without A Gun, which he co-wrote with Neil Weinberg (Reporter at Bloomberg). Mr. Pavlo is a nationally recognized speaker who has been a part of training programs at the Federal Bureau of Investigation, major corporations, professional societies and top ranked MBA programs across the country.
Mr. Pavlo earned his B.S. in Industrial Engineering from West Virginia University and his MBA in Finance from Mercer University. He is also a Journalist Law School Fellow at Loyola Law School (2014).
Roomy Khan has over 20 years of combined professional experience in technology industry and Wall Street. She was intimately involved in the Galleon insider trading case, the largest case successfully prosecuted by the U.S. government. The investigation would ultimately result in over 90 convictions of those working in hedge funds, corporations and individual investors. She cooperated with the federal government for over 6 years during which time she recorded numerous conversations with individuals and helped explain many of the technical aspects of financial markets. She would eventually be sentenced to 1 year in prison for her own actions.
Khan has a Masters in Physics from Kent State University, Masters in Electrical Engineering from Columbia University and an M.B.A. from The Haas School of Business at UC Berkeley.
Fri, Nov 10, 2017 - 10:00a to 12:00p EST
Wed, Nov 15, 2017 - 09:00p to 11:00p EST
Sat, Dec 09, 2017 - 11:00a to 01:00p EST
* Financial Analysts
* Forensic Accountants
* Ways to protect confidential information
* Motivations of hedge fund analysts who are looking for inside information
* How inside information is used to profit
* Consequences for companies and individuals involved in insider trading
* Protecting Confidential Information Inside Publicly Traded Companies
* Hedge Fund Trading
* Financial Analysis
* Investor Relations
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